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Race/Ethnicity Data in CMS Medicaid (T-MSIS) Analytic Files Updated December 2021 – Features 2019 Data

SHADAC Staff
January 11, 2022

This blog was updated in January 2023 to feature 2020 TMSIS data files and can be found here.


Originally published August 2020

As the coronavirus (COVID-19) crisis evolves, it has become increasingly clear that vulnerable subpopulations are being disproportionately impacted, both in terms of disease burden and economic impacts. Medicaid has always played an essential role in providing coverage and care to vulnerable populations, particularly during economic downturns. As a result, the ability to evaluate enrollment, access to services, and quality of care by race and ethnicity subpopulations is critical.

The Transformed Medicaid Statistical Information System, or T‑MSIS Analytic Files (TAF), are an enhanced set of data on beneficiaries in Medicaid and the Children’s Health Insurance Program (CHIP). The Centers for Medicare and Medicaid Services (CMS) recently released updated information about the completeness of race/ethnicity information TAF. This includes information on data completeness for data years 2014-2020, as well as notes on the data versions (e.g., 2020 data are available, but race/ethnicity data are listed as preliminary and have not been assigned an assessment score; therefore this blog will look at the most recent data available from 2019). CMS classifies data in the TAF files under various levels of “concern” in order to help guide researchers considering use of the data.  

Validation Using American Community Survey (ACS) Data

While past versions of the Data Quality (DQ) assessment were based only on the percentage of beneficiaries with missing race and/or ethnicity values, the more recent releases also validate the data against an external benchmark, the U.S. Census Bureau's American Community Survey (ACS). This was done using analysis of the ACS 5-year public use microdata Sample (PUMS) File. The analysis calculated the distribution of self-reported race for all individuals who identified having the following health insurance: “Medicaid, Medical Assistance, or any kind of government-assistance plan for those with low incomes or a disability” (2018 ACS Questionnaire). Categories of race in the ACS can be combined to mirror those reported in the TAF (see Table 1). For more information on the construction of the race/ethnicity codes in the TAF we encourage you to read the excellent Background and Methods Resource, published by CMS.

Table 1. Crosswalk of Race and Ethnicity Variables between the TAF and ACS    

Race/Ethnicity

Category
Race/Ethnicity

Flag Value in TAF
Combination of Race

and Hispanic Variables in ACS
Hispanic,

all races
7=Hispanic, all races Hispanic, all races
Other races,

non-Hispanic
4= American Indian and

     Alaska Native, non-Hispanic

5=Hawaiian/Pacific Islander

6=Multiracial, non-Hispanic
- American Indian alone

- Alaska Native alone

- American Indian and Alaska Native tribes specified; or American Indian

  or Alaska native, non-specified and no other race

- Native Hawaiian and other Pacific Islander alone

- Some other race alone

- Two or more races

Source: Medicaid.gov. (n.d.). DQ Atlas: Background and methods resource [PDF file]. Available from https://www.medicaid.gov/dq-atlas/downloads/background_and_methods/TAF_DQ_Race_Ethnicity.pdf. Accessed December 17, 2021. 

Quality Assessment by State

Table 2 shows the Race and Ethnicity Data Quality Assessment for the 2019 TAF (Version: Release 1). The majority of states (34) were missing more than 10% of race/ethnicity data and less than one-third (15) received a “low concern” rating. A dozen states had more than one Race/Ethnicity Category where TAF differed from the ACS by more than 10% (not shown). The overall effect of adding this step to the assessment was to lower the quality assessment rating of states that had more complete data (low rate of missing values), but high discordance compared to the ACS. 

Table 2. Race and Ethnicity Data Quality Assessment, 2019 T-MSIS Analytic File (TAF)2

Data quality

assessment
Percent of beneficiaries with missing race/ethnicity values Number of race/ethnicity

categories where TAF differs from

ACS by more than 10%
Number of

states
States
Low Concern <10% 0 15 AK, CA, DE, MI, NE, NV, NM, NC, ND, OH, OK, PA, SD, VA, WA
Medium Concern <10% 1 or 2 2 ID, IL
10-20 0 or 1 12 FL, GA, IN, KY, ME, MN, MS, NH, NJ, TX, VT, WI
High Concern <10% 3 or more 0 -
10-20% 2 or more 1 OR
20-50% Any value 16 AZ, AR, CO, CT, DC, HI, IA, LA, MD, MO, MT, NY, SC, UT, WV, WY
Unusable >50% Any value 5 AL, KS, MA, RI, TN

NotesThough the T-MSIS includes all 50 states, the District of Columbia (D.C.), and the U.S. territories of Puerto Rico and the Virgin Islands, the latter two territories are excluded from the 2019 TAF (Data Version: Release 1) because they do not have 2019 Data Quality (DQ) Assessments or other associated information in the DQ Atlas and are therefore considered “unclassified.”

SourceMedicaid.gov. (n.d.). DQ Atlas: Race and Ethnicity [2019 data set]. Available from https://www.medicaid.gov/dq-atlas/landing/topics/single/map?topic=g3m16. Accessed December 17, 2021.

Using T-MSIS Data

CMS notes that some states may not have complete data on race and ethnicity because they follow the guidance from the Office of Management and Budget (OMB) that establishes self-identification as the preferred means of obtaining this information, and not all beneficiaries disclose this information. In addition, their evaluation of these data looks only at “missingness” and not other quality issues; for example, states that do not report certain race/ethnicity groups that comprise a substantial proportion of the state’s population. CMS encourages TAF users interested in using the race/ethnicity data for research to further assess its validity by comparing TAF distributions to external benchmarks such as state-level data on race/ethnicity and Medicaid/CHIP enrollment from the American Community Survey (ACS).

Data Quality Atlas

CMS’s Data Quality Atlas provides an interactive tool where users can generate maps (see Figure 1 below), tables, and a variety of other data quality measures related to the TAF. The tool provides a quick way to assess the completeness of multiple variables that may be relevant to specific research questions. It also provides helpful context for the completeness of certain variables compared to other variables. For instance, while all states fall into the “low concern” category for the completeness of age data, over half of the states are classified as having “unusable” family income data.

Figure 1. Data Quality Assessments of Beneficiary Information by U.S. State/Territory: 2019 Race and Ethnicity Data 



Notes: Green = low concern; yellow = medium concern; orange = high concern; red = unusable; grey = unclassified.

Source: Medicaid.gov. (n.d.). DQ Atlas: Race and Ethnicity [2019 Data set: Version: Release 1]. Available from https://www.medicaid.gov/dq-atlas/landing/topics/single/map?topic=g3m16&tafVersionId=23. Accessed December 20, 2021.

Looking Ahead

Over time, expectations are that the completeness and quality of data in the TAF will continue to improve. In the meantime, CMS’s investments in making the strengths and limitations of these data transparent are critically important for guiding researchers.

States are also intently focused on understanding and addressing the completeness and quality of race and ethnicity data across their data systems in order to better understand and address persistent health disparities. SHADAC, with support from the Robert Wood Johnson Foundation (RWJF) for its State Health and Value Strategies (SHVS) initiative, has been closely tracking the extent to which states are reporting critical health equity measures related to the coronavirus pandemic and vaccination efforts.

SHADAC researchers have also been exploring strategies for filling gaps in Medicaid race, ethnicity, and language (REL) data via Medicaid, and have produced an issue brief that provides a 50-state summary of how Medicaid agencies collect this data through their application process. 


Sources

1. Medicaid.gov. (n.d.). DQ Atlas: Background and methods resource [PDF file]. Available from https://www.medicaid.gov/dq-atlas/downloads/data_by_topic/TAF_DQ_Race_Ethnicity/TAF_DQ_Race_Ethnicity.pdf. Accessed December 20, 2021.

2. Medicaid.gov. (n.d.). Exploring data quality (DQ) assessments by topichttps://www.medicaid.gov/dq-atlas/landing/topics/info. Accessed December 20, 2021.